James P. Westphal
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20975 Swenson Dr, Ste 300
Waukesha, WI 53186
James P. Westphal is a financial professional at Morgan Stanley located in Waukesha, Wisconsin. James P. Westphal holds an industry securities registration subject to FINRA oversight having passed securities examinations which include Series 3, Series 63, Series 65, Series 7, Series 8. Financial advisors may be dually registered. In addition to being registered as a Registered Investment Advisor (RIA) licensed to sell insurance, advisors are often referred to as "stock brokers" when they are registered representatives to sell securities through broker dealers.
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