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Merrill Lynch, Pierce, Fenner & Smith Incorporated
89 N Little Tor Rd
New City, NY 10956
Thomas Braun is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated located in New City, New York. Thomas Braun holds an industry securities registration subject to FINRA oversight having passed securities examinations which include Series 6, Series 63, Series 65, Series 66, Series 7. Financial advisors may be dually registered. In addition to being registered as a Registered Investment Advisor (RIA) licensed to sell insurance, advisors are often referred to as "stock brokers" when they are registered representatives to sell securities through broker dealers.
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